NICU codes · DOPE · Hs & Ts · Compression ratios · PEA · Post-resuscitation care · Debrief
This chapter provides a practical NICU approach to stabilization and resuscitation of neonates who deteriorate after initial delivery room transition, including infants in the NICU, newborn nursery, radiology, procedure areas, transport preparation, or any location outside the delivery room. The goal is to rapidly restore effective ventilation, circulation, temperature control, glucose delivery, and cause-specific treatment while avoiding chaotic code management.
| Why It Matters |
|---|
| NICU decompensation is often preventable or reversible if airway, breathing, circulation, temperature, glucose, and equipment problems are identified quickly. |
| Compared with delivery room resuscitation, NICU codes have a broader differential diagnosis: ETT obstruction or displacement, pneumothorax, sepsis, shock, pulmonary hypertension, duct-dependent cardiac disease, electrolyte disturbance, hypoglycemia, tamponade, and postoperative complications. |
| Delay in effective ventilation, chest compressions, epinephrine, or treatment of the underlying cause increases risk of death, brain injury, severe acidosis, IVH, and multiorgan injury. |
| A rehearsed neonatal code structure improves team communication, role clarity, timekeeping, documentation, and post-event learning. |
| Term | Practical Definition | Immediate Concern |
|---|---|---|
| Neonatal deterioration | Acute change in color, tone, respiratory effort, oxygenation, perfusion, blood pressure, or heart rate requiring urgent intervention. | May precede arrest; treat early. |
| Respiratory arrest | Absent or ineffective breathing with inadequate gas exchange, with or without bradycardia. | Ventilation is the key lifesaving intervention. |
| Severe bradycardia | Heart rate persistently <60/min despite initial corrective actions or rapidly falling with poor perfusion. | Requires effective ventilation first, then compressions if not improving. |
| Cardiorespiratory arrest | Absent or severely inadequate cardiac output with severe bradycardia, asystole, or pulseless rhythm. | Start full neonatal code sequence. |
| Pulseless electrical activity (PEA) | Organized electrical activity on ECG without effective mechanical output: no pulse, no heart sounds, absent arterial waveform, and poor perfusion. | Treat as arrest and search aggressively for reversible causes. |
| Risk Factor / Cause | Why It Matters | Immediate Clinical Action |
|---|---|---|
| ETT displacement | A small movement can place the ETT in the pharynx, right mainstem, or outside the airway. | Check chest rise, breath sounds, depth, CO2 color change/waveform, and securement. Reintubate if uncertain. |
| ETT obstruction / mucus plug | Can cause sudden desaturation, bradycardia, absent chest movement, or high ventilator pressures. | Pass suction catheter. If unable to pass or no CO2/chest rise, remove/replace ETT. |
| Pneumothorax | May present as sudden hypoxemia, bradycardia, asymmetric chest movement, or shock. | Transilluminate/POCUS if available without delaying treatment. Needle decompress if tension physiology suspected. |
| Ventilator/circuit failure | Disconnected tubing, empty gas source, occluded filter, wrong settings, or failed blender can mimic infant collapse. | Disconnect from ventilator and provide manual ventilation with known functioning T-piece/bag and oxygen source. |
| Sepsis or septic shock | Can cause apnea, hypoperfusion, acidosis, hypotension, PEA, or arrest. | Cultures, antibiotics, fluids/inotropes as indicated after initial stabilization. |
| Hypovolemia / blood loss | Placental/fetal hemorrhage, postoperative bleeding, NEC, line-related bleeding, or trauma may cause shock. | Assess bleeding, Hct, lactate; give isotonic fluid or emergency PRBC when blood loss suspected. |
| Duct-dependent cardiac lesion | Ductal closure can cause cyanosis, shock, acidosis, or cardiovascular collapse. | Start prostaglandin urgently when suspected; consult cardiology/transport. |
| Pulmonary hypertension crisis | Hypoxia, acidosis, handling, and hypothermia can increase pulmonary vascular resistance. | Optimize oxygenation, ventilation, pH, sedation, systemic BP; consider iNO per unit policy. |
| Electrolyte/metabolic emergency | Hypoglycemia, hyperkalemia, hypocalcemia, or severe acidosis may cause bradycardia, arrhythmia, or arrest. | Check bedside glucose and urgent gas/electrolytes; treat cause immediately. |
| Postoperative/procedural complication | Airway edema, bleeding, tamponade, pneumothorax, anesthetic effect, or line complication may occur. | Call surgical/anesthesia team early; evaluate procedure-specific complications. |
| Severity | Typical Findings | Clinical Concern |
|---|---|---|
| Early deterioration | Increasing oxygen requirement, apnea/bradycardia episodes, poor color, new retractions, reduced chest movement, abnormal ventilator alarms, temperature instability, poor perfusion. | Potentially reversible; intervene before arrest. |
| Impending arrest | HR trending down, severe desaturation, poor or absent respiratory effort, poor pulses, hypotension, rising CO2, worsening acidosis, mottling, low urine output. | Immediate team response; prepare advanced airway/access. |
| Arrest / code | HR <60/min with poor perfusion despite ventilation, asystole, PEA, no palpable pulse/heart sounds, absent arterial waveform, severe cyanosis/pallor. | Full neonatal code, compressions, epinephrine, and cause-specific treatment. |
| Assessment Domain | What to Check Quickly | Interpretation / Next Step |
|---|---|---|
| Airway | Position, secretions, ETT depth, tube patency, CO2 detector/waveform, breath sounds, chest rise. | Use DOPE: Displacement, Obstruction, Pneumothorax, Equipment failure. If uncertain, re-establish airway. |
| Breathing | Chest movement, oxygen source, FiO2, pressures, PEEP, lung compliance, transcutaneous CO2 if available. | Inadequate chest movement means ventilation is not effective even if the ventilator is cycling. |
| Circulation | HR by ECG and auscultation, pulses, perfusion, BP/arterial waveform, lactate trend. | Treat severe bradycardia after effective ventilation; suspect PEA if ECG activity exists without output. |
| Bedside metabolic | Glucose immediately; blood gas with pH, CO2, lactate, sodium, potassium, ionized calcium. | Treat hypoglycemia/electrolyte emergency without waiting for full lab confirmation if clinically obvious. |
| Imaging / POCUS | CXR, transillumination, lung ultrasound, focused cardiac ultrasound when skilled operator available. | Use only if it will not interrupt effective ventilation/compressions or urgent decompression. |
| History/context | Recent intubation, surfactant, suction, line placement, feeds, procedure, sedation, surgery, infection, blood loss. | The most recent event often points to the cause. |
| Medication / Intervention | Typical Neonatal Dose | When to Use | Monitoring / Cautions |
|---|---|---|---|
| Epinephrine IV/IO 1:10,000 (0.1 mg/mL) | 0.01–0.03 mg/kg = 0.1–0.3 mL/kg; repeat every 3–5 min if HR remains <60/min. | After effective ventilation and 60 sec of compressions if HR remains <60/min. | Preferred route is intravascular. Flush per local policy. Confirm concentration carefully. |
| Epinephrine via ETT | 0.05–0.1 mg/kg = 0.5–1 mL/kg of 1:10,000 while vascular access is being obtained. | Temporary route only if no IV/IO access yet. | Absorption is unreliable; do not delay vascular access. |
| Normal saline 0.9% | 10 mL/kg IV/IO; reassess before repeating. | Shock, suspected hypovolemia, blood loss, poor perfusion with acidosis. | Avoid routine or rapid repeated boluses in ELBW/preterm infants unless clearly indicated. |
| Emergency PRBC | 10–15 mL/kg; use emergency O-negative/uncrossmatched per hospital policy if life-threatening hemorrhage. | Suspected major blood loss or severe anemia causing shock/arrest. | Monitor perfusion, lactate, Hct, calcium/potassium if massive transfusion. |
| Dextrose 10% | 2–2.5 mL/kg IV; then adjust GIR/continuous infusion. | Hypoglycemia or suspected low glucose during decompensation. | Recheck glucose within 15–30 min and avoid rebound hyperglycemia. |
| Sodium bicarbonate 4.2% | 1–2 mmol/kg IV slowly; only after adequate ventilation is established and under senior direction. | Selected cases of severe metabolic acidosis or prolonged resuscitation after correcting ventilation/perfusion. | Not routine initial resuscitation; rapid/hypertonic administration may be harmful, especially in preterm infants. |
| Cause-specific therapy | Per neonatal formulary: calcium for severe hypocalcemia/hyperkalemia with ECG changes; insulin/glucose for hyperkalemia; antibiotics for sepsis; prostaglandin for duct-dependent lesion. | When the code is driven by a defined reversible cause. | Use pharmacy support and double-check concentrations. |
| Element | Baylor guidance |
|---|---|
| Compression technique |
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| Compression-to-ventilation ratio |
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| Defibrillation | Place pads early if a primary arrhythmia or electrolyte disturbance is suspected (see 3.5) |
| Reversible causes | Work through the H's and T's — see the dedicated section on this page |
Source check: Baylor prints a compression rate of “100–200 per min”. NRP delivers 90 compressions with 30 breaths per minute in the 3:1 pattern, and PALS uses 100–120/min — use those; the printed upper figure has no basis in either standard.
| Baylor medication chart (Table 19-5) | Dose | How / cautions |
|---|---|---|
| Epinephrine 0.1 mg/mL | IV 0.01–0.03 mg/kg (0.1–0.3 mL/kg); ET 0.05–0.1 mg/kg (0.5–1 mL/kg) | Every 3–5 min for pulseless arrest, PEA, asystole or bradycardia; maximum 0.1 mg per dose; 5 manual breaths after ET dosing |
| Adenosine | 0.1 mg/kg, then 0.2 mg/kg if no effect in 2 min | Rapid push over 1–2 s with saline flush before and after, via central line or a site close to the trunk |
| Synchronized cardioversion | 0.5–1 J/kg, then 2 J/kg | Sedate if possible but do not delay |
| Calcium chloride 10% | 20 mg/kg | Over 3–5 min; hyperkalaemia or arrest with hypocalcaemia; not with phosphate-containing fluids |
| Calcium gluconate | 100 mg/kg | Slow push over 5–10 min; not with phosphate |
| Dextrose 10% | Hypoglycaemia 2 mL/kg; hyperkalaemia 4 mL/kg with regular insulin 0.1 units/kg | At 1 mL/min |
| Albumin 5% | 10–20 mL/kg over 2–4 h | Volume only (use 25% for albumin replacement) |
| Lidocaine | IV 1 mg/kg; ET 2 mg/kg | Pulseless VT/VF — not SVT |
| Naloxone | IV/IM 0.1 mg/kg every 2–3 min if needed; ET 0.2 mg/kg | Reverses all analgesia; may precipitate withdrawal. NRP does not include naloxone in delivery-room resuscitation — support ventilation first. |
| Sodium bicarbonate 4.2% | 2 mEq/kg over 2 min | Use in codes discouraged — may cause IVH and worsen intracellular acidosis |
| Intubation drugs | Atropine 0.02 mg/kg (no minimum dose); fentanyl IV 1–2 mcg/kg over 5 min (intranasal 1.5–2 mcg/kg, half in each nostril, 50 mcg/mL); vecuronium 0.08–0.1 mg/kg | Same doses as the premedication table in 5.3 |
| Infusions | Alprostadil 0.0125–0.1 mcg/kg/min; dopamine 2.5–20; epinephrine 0.01–1; norepinephrine 0.02–1; phenylephrine 0.1–0.5 mcg/kg/min; vasopressin 0.01–0.04 units/kg/h (watch sodium); milrinone 0.25–0.75 mcg/kg/min (loading doses cause hypotension; caution in renal dysfunction and severe outflow obstruction) | Titrate to effect |
| Antihypertensive infusions | Nitroprusside 0.5–10 mcg/kg/min (thiosulfate above 4; <3 in renal dysfunction; de-escalate if no response 10 min at maximum); nicardipine 0.5–2 mcg/kg/min; esmolol 25–500 mcg/kg/min | Nicardipine maximum 2 mcg/kg/min, on ECMO too (6.3) |
| Sedation | Fentanyl 1–2 mcg/kg bolus, infusion 0.5–1 mcg/kg/h (titrate 0.5–1); morphine 0.05–0.1 mg/kg every 4–8 h or bolus then 0.01 mg/kg/h (titrate 0.01–0.03); midazolam 0.05–0.15 mg/kg every 2–4 h, infusion 0.03 (≤32 wk PMA) or 0.06 mg/kg/h (>32 wk); lorazepam 0.05 (0.02–0.1) mg/kg every 4–8 h, status epilepticus 0.1 mg/kg repeatable once | Fentanyl preferred in renal dysfunction, bolus over ≥5 min (chest-wall rigidity); avoid morphine in renal dysfunction. Avoid benzodiazepines for sedation below 44 weeks PMA, except CDH sedation (11.7). |
| Other | Ibuprofen lysine 10 mg/kg then 5 mg/kg every 24 h × 2 (birth weight); indomethacin IVH prophylaxis 0.1 mg/kg every 24 h × 3, started within 12 h, for ≤26 6/7 weeks or <800 g; vecuronium 0.1 mg/kg every 1–2 h as needed or 0.06–0.09 mg/kg/h infusion | Ibuprofen preferred for PDA (less nephrotoxicity); vecuronium lasts longer in hepatic or renal dysfunction |
| Parameter | Frequency | Target / Concern | Action if Abnormal |
|---|---|---|---|
| Heart rate | Continuous ECG plus auscultation during checks | Rising HR is best sign of effective ventilation; HR <60/min triggers compressions after effective ventilation. | Confirm chest movement/CO2; start or continue compressions and epinephrine pathway. |
| Chest movement and CO2 | Continuous visual assessment; CO2 with every airway change | Visible movement and exhaled CO2 support effective ventilation and airway placement. | Use MR SOPA/DOPE; reintubate if uncertain. |
| SpO2 | Continuous when signal reliable | Use preductal sensor when relevant; interpret cautiously during poor perfusion. | Titrate FiO2 after stabilization; use 100% during compressions. |
| Blood pressure / arterial waveform | Continuous if arterial line present; frequent cuff if not | Hypotension, absent waveform, or PEA physiology. | Assess perfusion, volume loss, inotropes, tamponade, pneumothorax. |
| Blood gas and lactate | At stabilization and repeated based on severity | Severe acidosis, hypercarbia, rising lactate, electrolyte abnormality. | Optimize ventilation/perfusion; treat metabolic cause. |
| Glucose | Immediately during unexplained deterioration; repeat after treatment | Hypoglycemia can mimic or worsen arrest. | D10 bolus and GIR adjustment. |
| Temperature | During code and after return of circulation | Avoid hypothermia and hyperthermia. | Use incubator/radiant heat, plastic wrap/hat in ELBW, warmed gases/fluids when appropriate. |
| Urine output | Hourly after event | Low output suggests shock, renal injury, or poor perfusion. | Review fluids, BP, lactate, renal function. |
| Complication | Timing | Prevention / Management |
|---|---|---|
| Hypoxic-ischemic injury | During arrest and recovery | Rapid effective ventilation/perfusion; avoid recurrent events; consider neurology evaluation when indicated. |
| Severe acidosis and myocardial dysfunction | During prolonged shock/arrest | Restore ventilation and circulation; treat cause; serial lactate/gas. |
| Pneumothorax or air leak | During PPV, high pressures, or lung disease | Use the lowest effective pressure; diagnose and decompress quickly if tension physiology. |
| IVH risk in ELBW/preterm infants | During rapid hemodynamic shifts | Avoid unnecessary rapid fluid boluses, hyperosmolar therapy, excessive ventilation pressure, and rough handling. |
| Medication error | During code urgency | Use closed-loop communication, weight-based code sheet, pharmacy double-check, concentration labels. |
| Post-resuscitation instability | Minutes to hours after return of circulation | Close monitoring for recurrent apnea, shock, glucose disturbance, seizures, electrolyte changes, and organ injury. |
| Situation | Key Bedside Issue | Practical Approach |
|---|---|---|
| Intubated infant suddenly deteriorates | DOPE until proven otherwise. | Check displacement, obstruction, pneumothorax, equipment. If no CO2/chest rise or suction catheter cannot pass, remove/replace ETT. |
| HFOV/HFJV patient | Ventilator alarms may hide airway or lung emergency. | Assess chest wiggle/vibration, ETT patency, circuit, gas source, pneumothorax. Manually ventilate if equipment failure suspected. |
| ELGAN / ELBW infant | High risk of hypothermia, skin injury, IVH, pneumothorax, and rapid glucose instability. | Gentle handling, thermal bundle, careful pressure/volume, avoid rapid unnecessary boluses, use experienced airway operator. |
| Duct-dependent CHD | Excess oxygen and hyperventilation may worsen systemic-pulmonary balance in selected lesions. | If suspected, consult cardiology/transport and start prostaglandin per policy; target oxygen based on lesion physiology. |
| Pulmonary hypertension crisis | Hypoxia/acidosis/hypothermia/agitation increase pulmonary vascular resistance. | Optimize oxygenation, ventilation, pH, temperature, sedation, and systemic BP; consider iNO and echo. |
| Postoperative neonate | Bleeding, airway edema, pain, anesthetic effect, tamponade, pneumothorax, or line complication. | Call surgery/anesthesia early; inspect drains/lines, hemoglobin, gas/lactate, CXR/POCUS as indicated. |
| PEA | ECG rhythm does not equal perfusion. | Check pulses, heart sounds, arterial waveform, POCUS if skilled; start CPR/epinephrine and treat Hs and Ts. |
| Clinical Question | Approach A | Approach B | Practical Interpretation |
|---|---|---|---|
| NRP or PALS outside the delivery room? | Use NRP-style neonatal algorithm throughout the birth hospitalization. | Use selected PALS concepts for older infants or primary cardiac/electrolyte physiology. | Choose a unit standard and train consistently; modify by physiology, not by habit. |
| 3:1 or 15:2 compression ratio? | 3:1 for most neonatal arrests where respiratory failure is primary. | 15:2 may be considered for primary cardiac, arrhythmia, or electrolyte arrest. | 3:1 remains the default NICU neonatal code ratio unless the team leader deliberately chooses otherwise. |
| LMA or ETT? | LMA can rescue failed mask ventilation or failed intubation. | ETT is preferred for prolonged ventilation and compressions when skilled intubator is present. | Do not let repeated failed intubation delay effective ventilation. |
| Sodium bicarbonate? | Not part of routine initial resuscitation. | May be used selectively after adequate ventilation/perfusion for severe metabolic acidosis under senior direction. | Correct ventilation and perfusion first; avoid rapid hypertonic boluses in preterm infants. |
| Routine volume bolus? | Avoid routine volume in arrest without evidence of shock/blood loss. | Use volume or blood when hypovolemia is suspected or perfusion is poor. | Volume is a treatment for a cause, not a substitute for ventilation and compressions. |
| Common Mistake | Why It Is Harmful | Better Approach |
|---|---|---|
| Continuing ventilator breaths through an obstructed or displaced ETT | No effective ventilation occurs while bradycardia worsens. | Check CO2/chest rise; suction; remove/replace ETT if uncertain. |
| Starting compressions before effective ventilation | Most neonatal arrests are ventilation-related; compressions without ventilation do not fix the cause. | Prioritize airway opening, chest movement, and rising HR before compressions unless obvious primary cardiac event. |
| Trusting ECG alone | ECG can show organized rhythm without mechanical output (PEA). | Confirm heart sounds, pulses, perfusion, and arterial waveform; suspect PEA when discordant. |
| Repeated intubation attempts by multiple operators | Delays oxygenation and causes trauma/hypoxia. | Limit attempts, use most skilled airway operator, switch to LMA or mask ventilation when needed. |
| Not checking glucose/electrolytes | Metabolic causes may drive recurrent bradycardia or PEA. | Point-of-care glucose and urgent gas/electrolytes early in unexplained collapse. |
| No team leader or recorder | Timeline, medications, and decisions become unreliable. | Assign roles immediately; use closed-loop communication. |
| No post-code debrief | Preventable system issues are repeated. | Complete hot debrief, documentation, family update, and QI review. |
"Your baby had a sudden serious change in breathing and circulation. The team immediately supported breathing, heart rate, blood pressure, and oxygen levels while looking for the cause. We will explain what happened, what treatments were needed, what we think caused it, and what we are monitoring now. We will keep you updated and answer your questions as clearly as possible."